Risk & Compliance Officer

Our client is a well-regarded financial services provider with a strong track record of delivering consistent results for investors.

As a Risk & Compliance specialist, you will help ensure operations meet regulatory requirements and internal policy obligations while supporting broader risk matters. Responsibilities include assessing regulatory impacts, reviewing processes, and developing and monitoring governance frameworks. You will be a strong communicator with a genuine interest in fund management and a proactive approach to supporting business success. The role also involves consulting with clients to strengthen their risk and compliance practices.

Key Responsibilities:

·         Conduct AML/KYC procedures.

·         Prepare operational due diligence requirements.

·         Develop and implement risk management strategies.

·         Review and assess company policies and procedures.

·         Coordinate risk and compliance actions with internal stakeholders.

·         Maintain risk and compliance registers.

·         Advise on the implementation of internal controls.

·         Stay current with compliance regulations and complete relevant training.

·         Advise on AFSL, AML/CTF and Corporations Act requirements.

·         Conduct assurance testing.

·         Investigate operational incidents and compliance breaches.

·         Oversee fund and third-party risks.

·         Prepare committee meeting minutes.

We’re Looking For:

We are seeking a proactive, detail-oriented professional with at least three years’ risk and compliance experience in financial services. You will thrive in this role if you enjoy working collaboratively and take a practical, solutions-focused approach.

Key Skills & Qualifications:

·         Bachelor’s degree in Law, Commerce, Business, Accounting or equivalent.

·         Interest in financial services, funds or asset management.

·         Strong communication and interpersonal skills.

·         Analytical mindset and excellent organisational skills.

·         Effective research and networking skills.

·         Strong attention to detail.

·         Willingness to learn and take on varied tasks.

Please apply online via the links in this advertisement, or call Niky Ablethorpe on 04•• ••• 202.